Former Broker Joseph Alhadeff Barred by FINRA After Refusing to Provide Information and Documents Requested

FINRA requested information and documents relating in connection with its investigation into a registered representative who Alhadeff supervised.

joseph-alhadeff-barred-by-finraJoseph Alhadeff (CRD#: 2938087) was registered as a broker with National Securities Corporation in New York, NY from 2012 until 2018. Previously, Alahdeff was registered as a broker with VFinance Investments from March 2012 until December 2012. Alahdeff started his career as a broker in 1997 with Prudential Securities Inc.

Alahdeff has two disclosures on his BrokerCheck report.

November 2020 Regulatory Judgment

August 2019 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Joseph Alhadeff. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.