Michael D’Aquila, Formerly of Merrill Lynch, Barred by FINRA for Alleged Conduct Inconsistent with Firm Standards

Michael D’Aquila consented to findings stating he was terminated for misconduct related to his personal bank accounts and failure to be forthcoming during the firm’s review of the matter.

The Sonn Law Group is investigating allegations that Michael D’Aquila committed misconduct. Under FINRA Rules, brokerage firms are liable for their brokers’ misconduct or negligence and investors may be able to their investment through FINRA arbitration. Contact Sonn Law Group today or call us at 866–827–3202 for a free consultation.

Michael D’Aquila (CRD#:6541088) consented to being barred by FINRA by failing to appear for testimony in connection with a FINRA investigation of his conduct while employed with Merrill Lynch.

In December 2018, D’Aquila was terminated from Merrill Lynch following allegations of conduct inconsistent with firm standards related to personal bank accounts and failure to be forthcoming during the firm’s review of the matter.

D’Aquila began his employment with Merrill Lynch in Lincoln, Rhode Island on September 29, 2015, and was terminated on December 20, 2018. He was not the subject of any other misconduct allegations during his employment.

Jeffrey R. Sonn is an experienced investor losses attorney. If you suffered losses because a financial professional recommended unsuitable investments, Mr. Sonn will protect your rights and interests. Please do not hesitate to contact the Sonn Law Group today for a free review of your claim.


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