Conley was indicted on six counts of mail fraud and one count of securities fraud. The Sonn Law Group is investigating allegations that Phillip Conley[...]
Broker / Advisor Investigations
FINRA initiated an investigation into Ianace based on allegations of failing to disclose outside business activities. The Sonn Law Group is investigating allegations that Peter[...]
The complaint alleged that Soto withheld the information because he feared termination. The Sonn Law Group is investigating allegations that Rani Soto engaged in undisclosed[...]
The SEC’s complaint charged the parties with misappropriating over $1.2M from investors. The Sonn Law Group is investigating allegations that Gary Wykle and Alejandro Cortes[...]
The complaint alleged that Clason stole over $300K from an elderly client in 2019. The Sonn Law Group is investigating allegations that Matthew Clason stole[...]
Woitkoski is accused of exercising discretion without written authorization from clients or his member firm. The Sonn Law Group is investigating allegations that Joseph Woitkoski[...]
Hibbard pleaded guilty to one count of investment advisor fraud and nine counts of wire fraud. The Sonn Law Group has represented many of Hibbard’s[...]
Boucher is accused of stealing over $2M from retail investors. The Sonn Law Group is investigating allegations that Mark Boucher committed fraud. If you or[...]
The pair is accused of soliciting investors through misrepresentations of firm performance and Coggins’ experience. The Sonn Law Group is investigating allegations that David Coggins[...]
Tropiano was previously barred by FINRA for recommending unsuitable ETF transactions. The Sonn Law Group is investigating allegations that Dominic Tropiano committed fraud. If you[...]