Brooks was formerly accused by a customer of recommending investments in a Ponzi scheme. The Sonn Law Group is investigating allegations that Dee Dee Brooks[...]
Broker / Advisor Investigations
Tidwell has been named in two customer disputes alleging misconduct. The Sonn Law Group is investigating allegations that Dwayne Tidwell committed misconduct. If you or[...]
Allbright consented to a nine-month suspension and fine of $10,000. The Sonn Law Group is investigating allegations that Joe Allbright engaged in unauthorized private securities[...]
On June 8, 2020, Matthew Muratori (CRD#:6255633) was barred by FINRA from associating with any FINRA member firm in any capacity because he failed to[...]
The customer is seeking $200k in damages for Diamond’s alleged misconduct. The Sonn Law Group is investigating allegations that Arni Diamond made unsuitable recommendations. If[...]
The financial advisor sued his employer National Securities Corporatin, to secure an expungement of customer disputes, where customers sought more than $200k in damages for[...]
According to FINRA’s “Brokercheck”, Robert J. Donavan (from the Boston and Florida areas) had five customer complaints against him, which include allegations of unsuitable investments[...]
The disputes are seeking a combined total of $200K. The Sonn Law Group is investigating allegations that Hugh Barndollar failed to conduct adequate due diligence[...]
Martinsen’s most recent customer complaint is seeking $5M in damages. The Sonn Law Group is investigating allegations that Bryon Martinsen made unsuitable investment recommendations. If[...]
Daughtry was being investigated based on allegations of fraudulent and unauthorized transactions in customers’ accounts. The Sonn Law Group is investigating allegations that James Daughtry[...]