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I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

Peter Huffman, Merrill Lynch Broker, Hit with $2.7 Million Customer Dispute Alleging Churning

Sonn Law is investigating Merrill Lynch Broker Peter Huffman. We represent investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 866–827–3202, or complete our contact form for a free consultation.


Peter Huffman (CRD# 5613027) is a currently registered broker and investment advisor. Since 2009, Mr. Huffman has been a registered representative with Merril Lynch, Pierce, Fenner & Smith based in La Jolla, California.

On August 1, 2019, a firm customer filed a customer dispute against Mr. Huffman requesting nearly $2.8 million in damages on allegations of excessive trading to increase commissions, also known as churning. The period of the alleged misconduct is between January 31, 2012, and May 31, 2019.

This most recent dispute is the only disclosure on Mr. Huffman’s otherwise clear BrokerCheck report.

Jeffrey R. Sonn is an experienced investor losses attorney. If you suffered losses because a financial professional or corporate executive misappropriated funds, Mr. Sonn will protect your rights and interests. Please do not hesitate to contact the Sonn Law Group today for a free review of your claim.

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