Robert Henderson of IFS Securities Under FINRA Investigation for Outside Business Activities

Subject of Seven Tax Liens/Judgments in 2014

Did you lose money investing with Robert Henderson? Under FINRA Rules, brokerage firms are liable for their brokers’ misconduct and investors may be able to their investment through FINRA arbitration. Contact Sonn Law Group today or call us at 866–827–3202 for a free consultation.

IFS Securities broker Robert Henderson,(CRD#1160413) is under investigation by FINRA for undisclosed outside business activities.

According to Henderson’s FINRA BrokerCheck profile, Henderson has 34 years of experience with 13 firms, including: International Financial Solutions of Atlanta, GA (2010-present), and First American Capital of Miami, FL (2008–2011).

Other former employers include First Discount Brokerage of Miami Lakes, FL; Acument Securities of San Francisco, CA; Delta Equity Services of Bolton, MA; Securities America of Lavista, NE; and First Montauk Securities of Red Bank, NJ.

Henderson has 18 disclosure in his FINRA record.

On July 8, 2019, FINRA made a preliminary determination to recommend that disciplinary action be brought against Henderson alleging violations of FINRA Rules 3270 and 2010 in that Henderson participated in undisclosed outside business activities; and for failing to timely amend his Form U4.

Henderson’s FINRA record states that he had seven IRS tax liens filed against him in 2014, for a total of almost $1,000,000.

Jeffrey R. Sonn is an experienced investor losses attorney. If you suffered losses because a financial professional or corporate executive misappropriated funds, Mr. Sonn will protect your rights and interests. Please do not hesitate to contact the Sonn Law Group today for a free review of your claim.