Scott Reed, Formerly of First Financial Equity, Barred by FINRA Following Allegations He Participated in Unauthorized Private Securities Transactions

Reed is also facing regulatory action by the Arizona Corporation Commission.

scott-reed-barred-following-allegationsScott Reed (CRD#: 3007033) was previously registered as a broker and a financial adviser with First Financial Equity in Scottsdale, AZ, from April 2020 until December 2020. Previously, Reed was employed with Wells Fargo from 2016 until 2020. Reed was registered as a broker with Accelerated Capital Group, who has since been expelled by FINRA, from 2012 until 2015.

Reed has seven disclosures on his BrokerCheck report.

February 2021 Regulatory Judgment

December 2020 Regulatory Judgment

April 2020 Employment Separation After Allegations

April 2020 Investigation

March 2020 Customer Dispute

December 2017 Customer Dispute

May 2010 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Scott Reed. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.