William Hightower, Formerly of UBS Financial, Facing Multiple Customer Disputes

William Hightower was barred by FINRA in 2015 after failing to respond to requests for information.

The Sonn Law Group is investigating allegations that William Hightower committed misconduct. Under FINRA Rules, brokerage firms are liable for their brokers’ misconduct or negligence and investors may be able to their investment through FINRA arbitration. Contact Sonn Law Group today or call us at 866–827–3202 for a free consultation.


William Hightower (CRD#:2152369) was registered with UBS Financial Services in Houston, Texas from June 2007 until September 2013. He was subsequently employed by Legacy Asset Securities in Houston, Texas from September 2015 until June 2015.

Hightower has been the subject of nine customer complaints over the course of his career, according to his BrokerCheck report. Two of the complaints were withdrawn, and one was closed with no action.


Jeffrey R. Sonn is an experienced investor losses attorney. If you suffered losses because a financial professional committed acts in violation of FINRA Rules, Mr. Sonn will protect your rights and interests. Please do not hesitate to contact the Sonn Law Group today for a free review of your claim

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