Emerson Equity LLC Broker Thomas Justice Accused of Unsuitable Investment Recommendations

Did you lose money investing with Emerson Equity LLC broker Thomas Justice (CRD# 2786145)?

Sonn Law Group is currently investigating potential claims involving Mr. Justice regarding allegations of unsuitable investment recommendations. Thomas Justice has been registered with Emerson Equity LLC in San Mateo, California, since 2020. His previous registrations include:

• Conover Capital Management, Bellevue, WA (2018–2020)
• Conover Securities Corporation, Bellevue, WA (2009–2020)
• Conover Capital Management, Bellevue, WA (2015–2017)

Thomas Justice Customer Complaints & Disclosures

According to his FINRA BrokerCheck record, Thomas Justice has been the subject of two significant customer disputes:

• August 2025: $1,000,000 Pending Claim. A customer filed an arbitration claim alleging breach of fiduciary duty and unsuitable recommendations involving real estate securities. The claimant is seeking damages of at least $1,000,000. This dispute arose during his tenure at Emerson Equity LLC.
• July 2018: $80,000 Settlement. Investors alleged that recommendations for non-traded REITs and other alternative investments were unsuitable, over-concentrated, and misrepresented. While the firm denied the claims, the case was settled for $80,000.

Firm Liability and FINRA Rule 3110

Under FINRA Rule 3110, brokerage firms like Emerson Equity LLC are legally required to supervise the activities of their registered representatives. When a firm fails to implement adequate supervisory systems to detect unsuitable recommendations or over-concentration, the firm may be held liable for resulting investor losses through FINRA arbitration.

How to Pursue Recovery for Your Losses

If you were a client of Thomas Justice or Emerson Equity LLC and suffered losses in non-traded REITs, real estate securities, or other alternative investments, you may have grounds for a legal claim.

Why Sonn Law Group?

• Experienced Advocacy: We have recovered hundreds of millions for investors nationwide.
• Specialized Knowledge: We specialize in complex “alternative investment” fraud, including REITs and private placements.
• No Upfront Costs: We work on a contingency fee basis—we don’t get paid unless you recover money.

Contact Sonn Law Group Today
Phone: 833-912-3000
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