FINRA Arbitration Attorney

FINRA Arbitration Awards Millions: What the UBS Case Reveals About Investor Recovery

Jeffrey Sonn
Feb 13, 2026
#arbitration award - #Breach of Fiduciary Duty - #broker misconduct - #failure to supervise - #financial advisor liability - #FINRA arbitration - #investment losses - #investor recovery - #Securities Fraud - #UBS case

A recent FINRA arbitration award against one of the world’s largest financial institutions underscores a critical reality for high-net-worth investors: significant losses are not always[...]

How to Recover Investment Losses Through FINRA Arbitration

Jeffrey Sonn
Feb 03, 2026
#broker misconduct - #failure to supervise broker - #FINRA arbitration - #investment loss recovery - #securities fraud lawyer - #Unauthorized Trading - #unsuitable investment recommendations

When investors experience significant losses due to broker misconduct or unsuitable investment advice, the first question is often simple and urgent: Is there a way[...]