FINRA Arbitration Tracker: Broker Complaints & Customer Disputes
The FINRA Arbitration Tracker provides disclosure summaries, customer dispute filings, and regulatory actions involving registered brokers, financial advisors, and member brokerage firms nationwide. Sonn Law Group reviews potential investor recovery claims involving unsuitable recommendations, unauthorized trading, churning, options losses, real estate securities (DSTs), and failure to supervise.
September 2026 FINRA Broker Complaints Roundup: 10 Pending Customer Disputes Investors Should Know About
Sonn Law Group is reviewing recently reported and pending customer [...]
Former Raymond James Broker Travis Alexander Barred by FINRA Amid Over $660,000 in Pending Real Estate Disputes
Sonn Law Group is reviewing investor recovery claims involving former [...]
Former Spartan Capital & Aegis Broker Michael Venturino Barred by FINRA Over Churning Allegations
Sonn Law Group is reviewing investor claims against former Spartan [...]
First National Realty Partners Investors Allege Fraud in $9.5 Million Lawsuit
Sonn Law Group is investigating allegations involving First National Realty [...]
Former Centaurus Broker William Rowett III Faces Pending FINRA Arbitration
Sonn Law Group is reviewing a pending customer dispute involving [...]
Dean McDermott Faces Pending $227,000 DST Customer Dispute
Dean McDermott Faces Pending $227,000 FINRA Arbitration Over DST Investment [...]
Former Great Point Capital Broker Karl Suess Faces Pending DST Complaint
Sonn Law Group is reviewing allegations involving former Great Point [...]
Wells Fargo Broker Michael Landis Faces $1.13 Million Customer Dispute
Sonn Law Group is reviewing a pending customer dispute involving [...]
Former Aurora Securities Broker Lori Kamen Faces Eight Pending Customer Disputes
Sonn Law Group is reviewing allegations involving former Aurora Securities [...]
