FINRA Arbitration Tracker: Broker Complaints & Customer Disputes
The FINRA Arbitration Tracker provides disclosure summaries, customer dispute filings, and regulatory actions involving registered brokers, financial advisors, and member brokerage firms nationwide. Sonn Law Group reviews potential investor recovery claims involving unsuitable recommendations, unauthorized trading, churning, options losses, real estate securities (DSTs), and failure to supervise.
Former Centaurus Broker William Rowett III Faces Pending FINRA Arbitration
Sonn Law Group is reviewing a pending customer dispute involving [...]
Dean McDermott Faces Pending $227,000 DST Customer Dispute
Dean McDermott Faces Pending $227,000 FINRA Arbitration Over DST Investment [...]
Former Great Point Capital Broker Karl Suess Faces Pending DST Complaint
Sonn Law Group is reviewing allegations involving former Great Point [...]
Wells Fargo Broker Michael Landis Faces $1.13 Million Customer Dispute
Sonn Law Group is reviewing a pending customer dispute involving [...]
Former Aurora Securities Broker Lori Kamen Faces Eight Pending Customer Disputes
Sonn Law Group is reviewing allegations involving former Aurora Securities [...]
Daniel Goodwin Faces Two Pending Real Estate Investment Complaints
Sonn Law is reviewing real estate investment complaints involving broker [...]
Former LPL Broker Nicholas Olivas Faces Pending $300,000 Options Claim
Sonn Law is reviewing options-trading complaints involving Nicholas Olivas (CRD [...]
Christopher Gardner Faces $4.5 Million in Pending Options Complaints
Sonn Law is reviewing customer disputes involving Christopher Michael Gardner [...]
Morgan Stanley Broker Araya Mesfin Faces Pending FINRA Customer Disputes
Sonn Law is reviewing customer disputes involving Araya Mesfin (CRD [...]
