Derrick Trussell (CRD# 5197550) is a formerly registered securities broker. From 2006 to 2017, Mr. Trussell was employed at PFS Investments Inc. at a branch[...]
Investment Loss Investigations
AAC Holdings, Inc. (AAC) is a publicly traded company that operates substance abuse centers and provides certain outpatient mental health services. Recently, major questions have[...]
Level Brands, Inc. (LEVB) is a microcap stock. Among other things, this company produces and markets CBD (cannabidiol) products to retail customers. Recently, serious questions[...]
Village Farms International, Inc. (VFF) is a Canadian-based greenhouse company. Beyond growing common vegetables like tomatoes and peppers — a business that this company has[...]
Barbara Kenerson (CRD# 1060984) is a previously registered securities broker and investment advisor (RIA). From 1999 to 2018, Ms. Kenerson was employed at Janney Montgomery[...]
Michael Fassi (CRD#: 828921) is a registered broker and registered investment advisor (RIA). Since 2006, Mr. Fassi has been employed at Centaurus Financial in both[...]
Alan Appelbaum (CRD#: 500336) is a registered securities broker. Since 2015, Mr. Appelbaum has been associated with Aegis Capital Corp. at a branch office in[...]
Dana Hawkins (CRD#: 5731136) is a registered securities broker. Since 2015, Mr. Hawkins has been employed at Centaurus Financial in Lexington, South Carolina. Prior to[...]
Eduard Leytman (CRD# 3250307) is a previously registered broker. From 2010 to 2018, Mr. Leytman was registered with Aegis Capital Corp. based in New York,[...]
UPDATE (May 16, 2019) – Former Mutual of Omaha broker Ed Matthes has been barred by the Wisconsin Department of Financial Institutions. He is no[...]