Edward Beyn (CRD#: 5406273) is a former FINRA broker. From September of 2015 to March of 2016, Mr. Beyn was a representative for Rothschild Lieberman[...]
Investment Loss Investigations
Frederick McDonald Jr. (CRD#: 706872) is a registered investment advisor (RIA) and a previously registered securities broker. Currently, Mr. McDonald Jr. is the President and[...]
Steven Dorfman, Founder and CEO of Simple Health Plans, has been accused by the Federal Trade Commission (FTC) of scamming more than ten thousand people[...]
David Manor (CRD#: 6033220) is a previously registered broker and investment advisor. From August of 2016 to February of 2018, Mr. Manor served as a[...]
Amanda Justine Sarabia (CRD No. 6437164) was an associated employee at Northwestern Mutual Investment Services LLC. From 2015 to 2018, she was based at the[...]
Renee Altamirano (CRD#: 5644156) is a previously registered broker and investment adviser. From 2014 to 2018, she was a representative of LPL Financial in Hot[...]
Frederick David Holloway (CRD# 248814) was a previously registered broker. From 1982 to 2019, Mr. Holloway was the sole registered representative and owner of Holloway[...]
Three businessmen at the center of an alleged $1.3 billion Ponzi scheme were arrested on Thursday, April 11 and charged with wire fraud, mail fraud,[...]
Scott Patrick Klor (CRD#: 2493369) is a previously registered broker/investment advisor. From 2011 to 2017, Mr. Klor was a financial advisor with LPL Financial in[...]
James Bylenga (CRD#: 705143) is a previously registered broker and investment advisor. From June of 2016 to August of 2018, Mr. Bylenga was employed at[...]