In filings from earlier this month, the FTC revealed that fraudster Steven Dorfman, Founder and CEO of Simple Health Plans, had tens of millions of[...]
Investment Loss Investigations
Thomas Edward Sova (CRD# 431135) was a previously registered broker and investment advisor. From 2007 to 2018, Mr. Sova was a representative of Hornor, Townsend,[...]
Kirk James Bertsch (CRD# 4132889) is a previously registered broker. From 2000 to 2018, Mr. Bertsch worked for Farmers Financial Solutions in Spearfish, South Dakota.[...]
Michael Patrick Murphy (CRD#: 2596905) is currently a registered securities broker. Since 2003, Mr. Murphy has been employed at Columbus Advisory Group in New York,[...]
Edward Beyn (CRD#: 5406273) is a former FINRA broker. From September of 2015 to March of 2016, Mr. Beyn was a representative for Rothschild Lieberman[...]
Frederick McDonald Jr. (CRD#: 706872) is a registered investment advisor (RIA) and a previously registered securities broker. Currently, Mr. McDonald Jr. is the President and[...]
Steven Dorfman, Founder and CEO of Simple Health Plans, has been accused by the Federal Trade Commission (FTC) of scamming more than ten thousand people[...]
David Manor (CRD#: 6033220) is a previously registered broker and investment advisor. From August of 2016 to February of 2018, Mr. Manor served as a[...]
Amanda Justine Sarabia (CRD No. 6437164) was an associated employee at Northwestern Mutual Investment Services LLC. From 2015 to 2018, she was based at the[...]
Renee Altamirano (CRD#: 5644156) is a previously registered broker and investment adviser. From 2014 to 2018, she was a representative of LPL Financial in Hot[...]