Mark Tudor (CRD#: 2842516) is a former registered FINRA broker and investment advisor. From 2014 to 2018, Mr. Tudor was employed at Raymond James &[...]
Investment Loss Investigations
Thomas Yancey Williams (CRD#: 1372002) is an actively registered securities broker. Since June of 2018, Mr. Williams has been employed at IFS Securities in Atlanta,[...]
John Farmer (CRD#: 5354041) is an actively registered representative of Royal Alliance Associates. Since 2011, Mr. Farmer has worked as a broker and investment advisor[...]
Jodi Padgett (CRD#: 1828918) is an actively registered broker and investment advisor. Since 1995, Ms. Padgett has been registered as a representative at Royal Alliance[...]
Lynn Faust (CRD#: 729012) is a registered broker and investment advisor. She is currently associated with Stifel, Nicolaus & Company, based at a branch office[...]
James Chang (CRD#: 4536266) is an actively registered broker and investment advisor. Since April of 2012, Mr. Chang has been a representative of Independent Financial[...]
Alfred Weaver (CRD#: 460549) is currently registered as a broker and investment advisor at Ameriprise Financial Services in Westborough, Massachusetts. Mr. Weaver has previously been[...]
Carol Ann Holesha (CRD#: 1490209) is a previously registered FINRA broker. From 2009 to 2018, Ms. Holesha was employed at LPL Financial based in Chicago,[...]
INVESTOR ALERT: Did you lose money investing in James Cordier’s OptionSellers.com hedge fund? If so, please contact us now. We may be able to help[...]
Investors beware, the complexity of the Oppenheimer Steelpath MLP Income Class A fund makes it unsuitable for most investors. This fund aims to generate[...]