Jerry Davis Raines (CRD#: 4578689) was a registered broker at HD Vest Investment Services from 2014 to 2017. Similarly, Donna Lynn Barnard (CRD#: 5653949) also[...]
Investment Loss Investigations
Edward O. Daniel (CRD#: 808225) was a registered broker and investment advisor from 1975 to 2016. Most recently, Mr. Daniel was employed with Wells Fargo[...]
Benjamin S. Johnson (CRD#: 5742748) was registered as a broker with FINRA from 2010 to 2017. Most recently, Mr. Johnson was employed at J.P. Morgan[...]
Mark Charles Cohen (CRD#: 4534879) is a former broker and investment advisor. From 2014 to 2018, Mr. Cohen was associated with BCG Securities, Inc. in[...]
Juergen Weber (CRD#: 2617323) is a previously registered broker and investment advisor. From 2011 to 2018, Mr. Weber was employed at Benjamin & Jerold Brokerage[...]
Vicente Castillo (CRD#: 1163483) is actively registered with FINRA as an investment broker. Since 1994, Mr. Castillo has been employed at UBS Financial Services Incorporated[...]
Charles Lewis Bloom (CRD#:4144108) is a previously registered investment broker. From 2016 to 2018, Mr. Bloom was employed at Chelsea Financial Services in Royal Palm[...]
Justin Giannillo (CRD#: 3014283) was registered as a FINRA broker from 2001 to 2015. Most recently, Mr. Giannillo was a representative of Joseph Gunnar &[...]
FINRA reported in August 2018 that it barred a total of 21 brokers and advisors from working in the securities industry in June 2018. Below[...]
Steven Knuttila (CRD#: 3039112) is a former registered FINRA broker and investment advisor. From 2012 to 2017, Mr. Knuttila was a representative of Capital Financial[...]