If you bought a Variable Annuity from Fifth Third Bank between 2013 and 2015, call Sonn Law Group today, toll free, 1-833-StockLaw. Fifth Third Securities[...]
Investment Loss Investigations
On May 7th, 2018, the Financial Industry Regulatory Authority (FINRA) filed a complaint against Windsor Street Capital (CRD No. 34171), a brokerage firm that is[...]
Did Your Advisor Tell You to Purchase VelocityShares Daily Inverse VIX Short-Term exchange-traded notes (XIV)? Call the Sonn Law Group at 305.912.3000 or contact us[...]
On April 2nd, 2018, the Financial Industry Regulatory Authority (FINRA) announced that Frederick David Holloway (CRD#: 248814), a registered broker based in Easton, Maryland, has[...]
LJM Preservation and Growth Fund is an investment fund that trades under ticker symbols LJMIX, LJMAX, and LJMCX. According to its official investment prospectus, the[...]
Sonn Law Group has learned that the Federal Trade Commission (FTC) filed a lawsuit against peer-to-peer lending company, LendingClub Corporation (NYSE: LC). LendingClub is charged[...]
UPDATE (June 4, 2018): A new SEC complaint alleges that former broker Steven Pagartanis had promised clients that he would invest $8M of their money[...]
Colorado Brokerage Firm Spencer Edwards, Inc. Charged with Suitability and Selling Away Violations The Sonn Law Group is currently investigating broker Spencer Edwards, owner of[...]
New Jersey Financial Advisor Scott Newsholme Pleads Guilty to Stealing from Elderly Clients The Sonn Law Group is currently investigating former broker Scott Newsholme of[...]
The Sonn Law Group is currently investigating former LPL Financial advisor, and current convicted felon, Charles Caleb Fackrell, broker CRD #5369665. We are interested in[...]