LJM Preservation and Growth Fund is an investment fund that trades under ticker symbols LJMIX, LJMAX, and LJMCX. According to its official investment prospectus, the[...]
Investment Loss Investigations
Sonn Law Group has learned that the Federal Trade Commission (FTC) filed a lawsuit against peer-to-peer lending company, LendingClub Corporation (NYSE: LC). LendingClub is charged[...]
UPDATE (June 4, 2018): A new SEC complaint alleges that former broker Steven Pagartanis had promised clients that he would invest $8M of their money[...]
Colorado Brokerage Firm Spencer Edwards, Inc. Charged with Suitability and Selling Away Violations The Sonn Law Group is currently investigating broker Spencer Edwards, owner of[...]
New Jersey Financial Advisor Scott Newsholme Pleads Guilty to Stealing from Elderly Clients The Sonn Law Group is currently investigating former broker Scott Newsholme of[...]
The Sonn Law Group is currently investigating former LPL Financial advisor, and current convicted felon, Charles Caleb Fackrell, broker CRD #5369665. We are interested in[...]
Sonn Law Group has learned that FINRA has launched an investigation into the sales practices and supervision of broker dealers relating to the sale of[...]
The Sonn Law Group is currently investigating William (Bill) Brunner, broker CRD# 2610348, a broker based in Huntington New York. Brunner was banned from working[...]
Sonn Law Group is Investigating UBS Financial Advisor John Robert Morris (CRD# 1903657), Warrentown, New Jersey. Sonn Law Group is investigating a complaint by customers[...]
On February 2nd, 2018, the Securities and Exchange Commission (SEC) announced that it was filing fraud charges against purported hedge fund manager Nicholas J. Genovese.[...]