Exchange Traded Funds (ETFs)

Exchange Traded Funds (ETFs) are complex products that have been largely misunderstood and improperly sold by registered financial representatives. Recent disciplinary actions taken by FINRA against brokers and advisors for selling ETFs and “inverse” ETFs highlight the unsuitable nature of these funds. The general consensus is that inverse ETFs and leveraged ETFs are not suitable for clients because they are only good for a one day investment, and should not be held long term.

We encourage you to browse the news updates and information below to gain an understanding of the issues involving ETFs.

If your investment accounts have suffered substantial losses due to unsuitable investments in exchange traded products, we invite you to call our firm immediately at (305) 912-3000 for a free consultation.