The Sonn Law Group is investigating misconduct claims involving former Wells Fargo bank advisor James Schaedler (Broker CRD Number: 4264512). Mr. Schaedler was barred from[...]
Investment Loss Investigations
The Sonn Law Group is investigating claims related to former US Bank and LPL Financial broker Ryan Lawson (Broker CRD Number: 4959209). Mr. Lawson was[...]
Woodstock Financial Group (CRD#: 38095) is a registered brokerage firm that is headquartered in the northern suburbs of Atlanta, Georgia. The company is licensed to[...]
Have you ever invested money with the Dallas, Texas-based firm Optimal Economics Capital Partners? If so, you should know that the Securities and Exchange Commission[...]
FINRA announced today that is has barred California-based broker Jim Seol (Broker CRD Number: 2876279) effective immediately. The decision comes down after the hearing panel[...]
For full information about Southwest Securities, please do not hesitate to access FINRA’s free BrokerCheck tool, and input the firm’s Central Registry Depository (CRD) number:[...]
The Sonn Law Group is investigating claims related to Brant Ray (FINRA CRD Number: 4746637). Brant Ray was named a respondent in a FINRA complaint[...]
The Sonn Law Group is investigating claims related to Walter Marino (FINRA CRD Number: 2121623). Walter Joseph Marino was recently named a respondent in a[...]
The Sonn Law Group is investigating claims related to James Davis Trent (Broker CRD Number: 2730687). James Davis Trent was recently named a respondent in[...]
The Sonn Law Group is investigating claims related to Ronald Broadstone (FINRA CRD Number: 1043159). Ronald Broadstone was barred by FINRA from working in the[...]