The Sonn Law Group is investigating claims related to broker Gary Saitowitz (FINRA CRD#: 4238395). Saitowitz was recently suspended by FINRA for numerous violations including[...]
Investment Loss Investigations
This is an excerpt from FINRA’s Quarterly Disciplinary Review, January 2017 FINRA settled a matter involving a registered representative who engaged in securities activity prior[...]
This is an excerpt from FINRA’s Quarterly Disciplinary Review, January 2017 FINRA settled a matter involving a registered representative who participated in private securities transactions[...]
Sonn Law Group is investigating claims related to former broker Hank Mark Werner (CRD#1615495). Werner was most recently associated with Legend Securities until March 2016[...]
The law firm of Sonn Law Group is investigating UBS financial advisors’ sale of complex derivative investments known as “reverse convertible notes.” The Securities and Exchange[...]
Sonn Law Group is investigating claims related to former broker Steven M. Wyatt (CRD#2522129). Wyatt was most recently associated with Morgan Stanley Smith Barney and[...]
Sonn Law Group is investigating claims related to Cetera Advisors LLC financial advisor George C. Merhoff, Jr. in connection with the sale of investments in[...]
Sonn Law Group is continuing their ongoing investigation into claims related to former broker Paul Vincent Blum (CRD#735003). Blum was most recently associated with RBC[...]
Sonn Law Group is investigating claims related to former broker Gregory Edward Barr (CRD#1312703). Barr was most recently associated with Raymond James and Associates (“Raymond[...]
Sonn Law Group is investigating claims related to broker Douglas Robert Moline (CRD#4911158). Moline is currently associated with Janney Montgomery Scott LLC (“Janney”) in Stuart,[...]