The Sonn Law Group is investigating claims related to broker Kelly Clayton Althar (FINRA CRD#: 2666723) who was recently named a respondent in a FINRA[...]
Investment Loss Investigations
The Sonn Law Group is investigating claims related to former Hilliard Lyons broker Henry Dean Watson (FINRA CRD#: 1326969). On January 17th, 2017 Henry Dean[...]
If you invested money with Kenneth Alan Balser (FINRA CRD#: 704053), a former financial advisor in Colorado Springs, Colorado, it is important to know that[...]
The Sonn Law Group is investigating claims related to broker John Corsi (FINRA CRD#: 1268728). On January 3rd, 2017 John Corsi was suspended 20 months[...]
The Sonn Law Group is investigating claims related to broker Gary Saitowitz (FINRA CRD#: 4238395). Saitowitz was recently suspended by FINRA for numerous violations including[...]
This is an excerpt from FINRA’s Quarterly Disciplinary Review, January 2017 FINRA settled a matter involving a registered representative who engaged in securities activity prior[...]
This is an excerpt from FINRA’s Quarterly Disciplinary Review, January 2017 FINRA settled a matter involving a registered representative who participated in private securities transactions[...]
Sonn Law Group is investigating claims related to former broker Hank Mark Werner (CRD#1615495). Werner was most recently associated with Legend Securities until March 2016[...]
The law firm of Sonn Law Group is investigating UBS financial advisors’ sale of complex derivative investments known as “reverse convertible notes.” The Securities and Exchange[...]
Sonn Law Group is investigating claims related to former broker Steven M. Wyatt (CRD#2522129). Wyatt was most recently associated with Morgan Stanley Smith Barney and[...]