Sonn Law Group is investigating claims regarding Perry Stephen Abbonizio (CRD #2787112, Worcester, Pennsylvania). Abbonizio recently submitted an AWC in which he was assessed a[...]
Investment Loss Investigations
Sonn Law Group is investigating claims regarding Armen Bahadourian (CRD #2275043, Los Angeles, California). Bahadourian recently submitted an AWC in which he was assessed a[...]
Sonn Law Group is investigating claims regarding Joel Eziekel Blum (CRD #4905379, Goshen, New York). Blum recently submitted an AWC in which he was fined[...]
Sonn Law Group is investigating claims regarding James A. Rosebrough Jr. (CRD #4355308, Gilbert, Arizona). Rosebrough recently submitted an AWC in which he was assessed[...]
Sonn Law Group is investigating claims regarding Patrick James Manriquez (CRD #4073542, Beaumont, Texas). Manriquez recently submitted an AWC in which he permanently was barred[...]
Sonn Law Group is investigating claims regarding Debra Kaye Lyman (CRD #1100820, West Jordan, Utah), also known as Debra Kaye Browning. Lyman recently submitted an[...]
Sonn Law Group is investigating claims regarding Michael Willard Korson (CRD #2108802, Novi, Michigan). Korson recently submitted an AWC in which he was barred from[...]
Sonn Law Group is investigating claims regarding Patrick Richard Harrison (CRD #4976695, Fircrest, Washington). Harrison recently submitted an AWC in which he was barred from[...]
FINRA has ordered LPL Financial to pay $10 million in fines and $1.7 million in restitution for “widespread supervisory failures” related to certain ETF, variable[...]
Sonn Law Group is investigating claims regarding Michael J. Oppenheim, who was associated with JP Morgan Securities from October 2012 until his termination in March[...]