Sonn Law Group is reviewing a pending customer dispute involving former Centaurus Financial broker William G. Rowett III (CRD No. 5118940). According to FINRA BrokerCheck, Rowett is not currently registered as a securities broker. He was most recently registered with Centaurus Financial in Derry, New Hampshire, from January 2020 until March 2026. His record reports [...]
Dean McDermott Faces Pending $227,000 FINRA Arbitration Over DST Investment Sonn Law Group is reviewing a pending customer dispute involving Dean Patrick McDermott (CRD No. 1731834), a broker with McDermott Investment Services, LLC. According to FINRA BrokerCheck, McDermott’s record contains one pending customer dispute, along with a regulatory disclosure and a civil disclosure. (FINRA) Dean [...]
Sonn Law Group is reviewing allegations involving former Great Point Capital broker Karl W. Suess (CRD No. 5255922). According to FINRA BrokerCheck, Suess has a pending customer dispute involving Delaware Statutory Trust investments purchased in connection with a Section 1031 tax-deferred exchange. The claimant alleges a lack of suitability and due diligence, breach of contract, [...]
Sonn Law Group is reviewing a pending customer dispute involving Wells Fargo broker Michael Christopher Landis (CRD No. 6116993). Landis has been registered with Wells Fargo Clearing Services in Northampton, Pennsylvania, since 2012. He has also been associated with Wells Fargo Advisors as an investment adviser representative. According to FINRA BrokerCheck, customers filed a dispute [...]
Sonn Law Group is reviewing allegations involving former Aurora Securities broker Lori Beth Kamen (CRD No. 2805591). According to FINRA BrokerCheck, Kamen has eight pending customer disputes involving real estate securities, including Delaware Statutory Trust investments. The claims collectively seek approximately $3.45 million in alleged damages. The customers generally allege that Aurora Securities and its [...]
Sonn Law is reviewing real estate investment complaints involving broker Daniel Goodwin (CRD No. 5752768). Goodwin’s FINRA BrokerCheck report identifies two pending customer disputes involving direct investments and real estate securities. An April 2026 complaint seeks $186,756.35 and alleges that an investment recommendation was unsuitable based on the customer’s financial situation, objectives, and risk tolerance. [...]
Sonn Law is reviewing options-trading complaints involving Nicholas Olivas (CRD No. 6803146), formerly of LPL Financial. According to FINRA BrokerCheck, Olivas has four customer-dispute disclosures and one employment-termination disclosure. A pending complaint seeks $300,000 in damages. The customer alleges that Olivas recommended an options strategy that was unsuitable and inconsistent with the customer’s investment objectives [...]
Sonn Law is reviewing investment-loss allegations involving former Kestra Investment Services broker Markus Byrd (CRD No. 2177376). According to FINRA BrokerCheck, Byrd has seven customer-dispute disclosures, including two pending disputes. One pending FINRA arbitration alleges unsuitable alternative-investment recommendations. Another alleges that Byrd exercised discretion to purchase an exchange-traded note, recommended an unsuitable strategy, held the [...]
Sonn Law is reviewing customer disputes involving Christopher Michael Gardner (CRD No. 6399817) of Signature Estate Securities in Los Angeles, California. Gardner’s FINRA BrokerCheck report identifies two pending customer disputes involving options trading. An April 2026 complaint alleges breach of fiduciary duty and seeks $4 million in damages. The matter was filed as FINRA Arbitration [...]
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