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Investor Alert: Four Springs Capital 1031 Exchange Investments Raise Liquidity and Suitability Concerns

By |2026-04-22T14:02:18-04:00April 22nd, 2026|Investor Alerts|

What Happened Investment offerings associated with Four Springs Capital and its Ten31 Xchange platform—which structure 1031 exchange Delaware Statutory Trust (DST) investments—are drawing increased scrutiny as investors report concerns related to illiquidity, performance, and suitability. These products are typically marketed as tax-deferred replacement property solutions, allowing investors to reinvest proceeds from the sale of real [...]

Investor Alert: Great Point Capital LLC Regulatory History Raises Concerns for Investors

By |2026-04-22T14:02:18-04:00April 22nd, 2026|Investor Alerts|

What Happened Great Point Capital LLC, a Chicago-based broker-dealer, has drawn scrutiny due to its regulatory history, customer complaints, and association with high-risk alternative investments. Public records from FINRA BrokerCheck indicate the firm has experienced multiple regulatory disclosures and customer-related events, which may include complaints, arbitrations, or formal proceedings initiated by regulators. Earlier reporting noted [...]

Investor Alert: KBS REIT III Losses, Redemption Suspension, and Financial Distress Raise Serious Concerns

By |2026-04-22T14:02:18-04:00April 22nd, 2026|Investor Alerts|

What Happened KBS Real Estate Investment Trust III (KBS REIT III)—a non-traded REIT heavily concentrated in commercial real estate—has faced ongoing financial distress, declining valuations, and suspended investor liquidity, raising significant concerns for investors. The REIT has: Suspended redemptions under its share repurchase program amid financial strain Reported substantial declines in asset values and NAV, [...]

Investor Alert: Healthcare Trust Inc. (HTI) Losses and Illiquidity Raise Ongoing Concerns for Investors

By |2026-04-22T13:55:02-04:00April 22nd, 2026|Investor Alerts|

What Happened Investors in Healthcare Trust Inc. (HTI)—a publicly registered, non-traded real estate investment trust—continue to face significant concerns related to declining valuations and limited liquidity. HTI, which has undergone restructuring and is now associated with National Healthcare Properties, Inc., remains part of a broader category of investments where shares are not publicly traded and [...]

Investor Alert: NexPoint Capital BDC Distribution Concerns and NAV Decline Raise Red Flags for Investors

By |2026-04-22T13:55:03-04:00April 22nd, 2026|Investor Alerts|

What Happened Recent developments involving NexPoint Capital, Inc., a non-traded Business Development Company (BDC), are drawing renewed scrutiny from investors and industry observers. The company has previously suspended investor distributions during periods of market stress, a move designed to preserve financial flexibility and stabilize operations. More recently, NexPoint has reported continued declines in net asset [...]

Investor Alert: KKR Real Estate Select Trust Limits Redemptions as Liquidity Pressures Mount in Non-Traded REIT Market

By |2026-04-22T13:49:09-04:00April 22nd, 2026|Investor Alerts, Uncategorized|

What Happened KKR Real Estate Select Trust Inc. (KREST) has once again limited investor redemptions after withdrawal requests exceeded the fund’s quarterly liquidity cap—an increasingly common development across non-traded REITs. KKR confirmed that redemption requests surpassed the fund’s 5% quarterly repurchase limit, forcing the company to prorate investor withdrawals rather than provide full liquidity. In [...]

Finfluencer Fraud in 2026: The New Frontier of Investment Scams (and What Investors Can Do)

By |2026-04-21T07:01:19-04:00April 21st, 2026|Investor Protection, Ponzi Schemes/Investment Fraud|

The modern fraudster doesn’t cold-call. He livestreams. In 2026, a growing number of investment schemes are no longer pitched in boardrooms or boiler rooms—they are broadcast through social media, wrapped in aspirational branding, and delivered by so-called “finfluencers.” These individuals cultivate trust through lifestyle content, then leverage that trust to solicit capital for unregulated or [...]

Investor Alert: Tyler Bossetti Sentenced in $23M Ponzi Scheme Tied to Social Media Investment Fraud

By |2026-04-20T18:27:20-04:00April 20th, 2026|Investor Alerts, Ponzi Schemes/Investment Fraud|

Federal authorities have secured a significant enforcement outcome in a high-profile investment fraud case involving social media–driven solicitations. According to the U.S. Attorney’s Office for the Southern District of Ohio, Tyler Bossetti, a Columbus-based real estate promoter, has been sentenced to six years in federal prison for orchestrating a multi-million-dollar Ponzi scheme and related tax [...]

FINRA Action: Aegis Capital Corp. (2026)

By |2026-04-20T12:09:21-04:00April 20th, 2026|Investor Alerts|

Below is the official FINRA Letter of Acceptance, Waiver, and Consent (AWC), which can be reviewed in full:www.finra.org/sites/default/files/fda_documents/2021073044801%20Aegis%20Capital%20Corp.%20CRD%2015007%20AWC%20ks.pdfThe FINRA action outlines a pattern of regulatory and supervisory failures at the firm, including: 90 instances of untimely, incomplete, or missing Regulation M notifications between 2021 and 2025 Failure to maintain a reasonably designed supervisory system to [...]

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