The Securities and Exchange Commission (SEC) recently took emergency action against BKCoin Management LLC, an investment adviser based in Miami, and one of its principals,[...]
Investment News
“The indictment indicates a massive fraud by Greg Lindberg and others, which ultimately harmed investors and policyholders. Sonn Law represents investors who were harmed by[...]
Investors concerned about option strategies recommended by their broker should seek advice from a securities attorney. FINRA has ruled that Morgan Stanley must pay $11.5[...]
UBS broker Howard Stuart Rothman was recently caught lying during a Finra arbitration proceeding. His perjury was acknowledged by the Finra panel in the arbitration[...]
In a piece published yesterday on InvestmentNews.com, author Bruce Kelly argues that financial advisors and brokers persisted in selling GWG’s settlement-backed L bonds for years[...]
Sonn Law is representing GWG bondholders in their claims relating to their losses in GWG bonds.
It’s getting ugly very quickly for the GWG L bonds, their investors, and the financial advisers and brokers who sold them. – InvestmentNews.com Sonn Law[...]
INVESTORS: The Fulton County Superior Court in Atlanta has vacated an arbitration award to Wells Fargo amid findings that Wells Fargo and their outside counsel[...]
In 2013, UBS Wealth Management USA’s closed-end Puerto Rico bond funds collapsed as Puerto Rico approached the equivalent of municipal bankruptcy. Many clients alleged that[...]
MIAMI, FLORIDA – Sonn Law Group, and Wolfe Law Miami, attorneys for Mexican superstar Alejandra Guzman, says that accused Ponzi scheme promoter Larry Ramos Mendoza[...]