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Investment Loss Options for Clients of Former Commonwealth Financial Network Broker Shabri G. Moore
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Investment Loss Options for Clients of Former Commonwealth Financial Network Broker Shabri G. Moore

Broker / Advisor Investigations

Investment Loss Options for Clients of Former Commonwealth Financial Network Broker Shabri G. Moore

By Jeffrey Sonn|2026-02-11T09:47:28-05:00February 3rd, 2026|Broker / Advisor Investigations|

According to publicly available FINRA BrokerCheck records, Sonn Law Group is reviewing disclosures involving Shabri G. Moore (CRD# 2894381), a financial professional formerly registered with Commonwealth Financial Network. Investors who worked with Mr. Moore and experienced losses related to variable life insurance products may have questions regarding their potential options. Broker Background FINRA records indicate [...]

Unsuitable Investment Recommendations Alleged Against Former Merrill Lynch Broker Harold Reinstein
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Unsuitable Investment Recommendations Alleged Against Former Merrill Lynch Broker Harold Reinstein

Broker / Advisor Investigations

Unsuitable Investment Recommendations Alleged Against Former Merrill Lynch Broker Harold Reinstein

By Jeffrey Sonn|2026-02-11T09:36:55-05:00February 3rd, 2026|Broker / Advisor Investigations|

According to publicly available FINRA BrokerCheck records, Sonn Law Group is reviewing disclosures involving Harold Reinstein (CRD# 2516822), a securities broker who was formerly associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Broker Background FINRA records indicate that Mr. Reinstein has been registered in the securities industry for more than a decade and has [...]

How to Recover Investment Losses Through FINRA Arbitration
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How to Recover Investment Losses Through FINRA Arbitration

FINRA Arbitration Attorney

How to Recover Investment Losses Through FINRA Arbitration

By Jeffrey Sonn|2026-05-20T09:16:40-04:00February 3rd, 2026|FINRA Arbitration Attorney|

When investors experience significant losses due to broker misconduct or unsuitable investment advice, the first question is often simple and urgent: Is there a way to recover what was lost? For many investors, the answer lies in FINRA arbitration, a dispute resolution process designed specifically for claims against brokerage firms and financial advisors. Understanding how [...]

Invested With Arete Wealth Management Broker Walter Nelson? What You Should Know
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Invested With Arete Wealth Management Broker Walter Nelson? What You Should Know

Broker / Advisor Investigations

Invested With Arete Wealth Management Broker Walter Nelson? What You Should Know

By Jeffrey Sonn|2026-02-10T17:10:33-05:00February 2nd, 2026|Broker / Advisor Investigations|

According to publicly available FINRA BrokerCheck (https://brokercheck.finra.org/) records, Sonn Law Group is reviewing disclosures involving Walter Nelson (CRD# 2275929), a securities broker who was formerly associated with Arete Wealth Management, LLC and Arete Wealth Advisors, LLC. Investors who worked with Mr. Nelson and suffered losses may have questions about their legal options and whether recovery [...]

Emerson Equity LLC Broker Thomas Justice Accused of Unsuitable Investment Recommendations
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Emerson Equity LLC Broker Thomas Justice Accused of Unsuitable Investment Recommendations

Broker / Advisor Investigations

Emerson Equity LLC Broker Thomas Justice Accused of Unsuitable Investment Recommendations

By Jeffrey Sonn|2026-02-10T16:56:25-05:00February 2nd, 2026|Broker / Advisor Investigations|

Did you lose money investing with Emerson Equity LLC broker Thomas Justice (CRD# 2786145)? Sonn Law Group is currently investigating potential claims involving Mr. Justice regarding allegations of unsuitable investment recommendations. Thomas Justice has been registered with Emerson Equity LLC in San Mateo, California, since 2020. His previous registrations include: Conover Capital Management, Bellevue, WA (2018–2020) Conover Securities [...]

Great Point Capital LLC Broker Joseph Kocsis Under Investigation for Investment Losses
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Great Point Capital LLC Broker Joseph Kocsis Under Investigation for Investment Losses

Broker / Advisor Investigations

Great Point Capital LLC Broker Joseph Kocsis Under Investigation for Investment Losses

By Jeffrey Sonn|2026-02-09T20:13:47-05:00February 2nd, 2026|Broker / Advisor Investigations|

Sonn Law Group is currently investigating potential legal claims involving Joseph Kocsis (CRD# 2423884), a registered broker with Great Point Capital LLC. According to his FINRA CRD report, Mr. Kocsis has been the subject of multiple customer disputes involving high-value real estate investments. Joseph Kocsis has been registered with Great Point Capital LLC in Chicago, [...]

Stifel Nicolaus Broker Edward Villanyi Faces $100,000 Complaint for Unauthorized Trading
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Stifel Nicolaus Broker Edward Villanyi Faces $100,000 Complaint for Unauthorized Trading

Broker / Advisor Investigations

Stifel Nicolaus Broker Edward Villanyi Faces $100,000 Complaint for Unauthorized Trading

By Jeffrey Sonn|2026-02-09T19:45:50-05:00February 2nd, 2026|Broker / Advisor Investigations|

A recently disclosed customer dispute alleges that Edward Villanyi liquidated a client’s investment without authorization and used the proceeds to purchase mutual funds. Unauthorized trading is a serious violation of industry rules and may entitle affected investors to financial recovery. Who Is Edward Villanyi? Edward “Ed” Villanyi has more than 30 years of experience in [...]

Newbridge Securities Broker James Cox Subject of Five Customer Disputes & FINRA Suspension
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Newbridge Securities Broker James Cox Subject of Five Customer Disputes & FINRA Suspension

Broker / Advisor Investigations

Newbridge Securities Broker James Cox Subject of Five Customer Disputes & FINRA Suspension

By Jeffrey Sonn|2026-02-04T14:03:43-05:00February 2nd, 2026|Broker / Advisor Investigations|

Sonn Law Group is investigating potential claims of broker misconduct involving James Cox (CRD# 2365633). Currently associated with Newbridge Securities Corporation in Boca Raton, Florida, Mr. Cox’s professional record includes a FINRA suspension, a termination for "lack of confidence," and multiple high-value customer disputes. A Pattern of Disclosures: What Investors Need to Know James Cox [...]

Options for Clients of Wedbush Securities Inc. Broker Raymond Chow
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Options for Clients of Wedbush Securities Inc. Broker Raymond Chow

Broker / Advisor Investigations

Options for Clients of Wedbush Securities Inc. Broker Raymond Chow

By Jeffrey Sonn|2026-02-04T14:03:43-05:00February 2nd, 2026|Broker / Advisor Investigations|

Did you suffer investment losses due to recommendations by Wedbush Securities Inc. broker Raymond Chow (CRD# 2860124)? Sonn Law Group is currently reviewing disclosures and customer complaints involving Mr. Chow, who has been registered with Wedbush Securities Inc. in Elk Grove, California, since 2008. Investors who experienced losses may have legal recourse through FINRA arbitration. [...]

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Investment Loss Options for Clients of Former Commonwealth Financial Network Broker Shabri G. Moore

Unsuitable Investment Recommendations Alleged Against Former Merrill Lynch Broker Harold Reinstein

How to Recover Investment Losses Through FINRA Arbitration

Invested With Arete Wealth Management Broker Walter Nelson? What You Should Know

Emerson Equity LLC Broker Thomas Justice Accused of Unsuitable Investment Recommendations

Great Point Capital LLC Broker Joseph Kocsis Under Investigation for Investment Losses

Stifel Nicolaus Broker Edward Villanyi Faces $100,000 Complaint for Unauthorized Trading

Newbridge Securities Broker James Cox Subject of Five Customer Disputes & FINRA Suspension

Options for Clients of Wedbush Securities Inc. Broker Raymond Chow

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