The Securities and Exchange Commission (SEC) has taken legal action against Robert D. Christensen and Anthony M. Matic, both residents of Oregon, along with several companies under their control. The SEC has charged them with engaging in a Ponzi-like scheme and deceiving investors who invested over $10 million in promissory notes. According to the SEC's [...]

The Securities and Exchange Commission (SEC) has made an announcement regarding insider trading charges against Amit Dagar, a former employee of Pfizer Inc., and his close friend and business partner, Atul Bhiwapurkar. The charges are related to their trading activities prior to Pfizer's announcement on November 5, 2021, regarding the successful results of a randomized, [...]

The Securities and Exchange Commission (SEC) has taken legal action by filing insider trading charges against Bruce Garelick, a former board member of Digital World Acquisition Corporation (DWAC), a special purpose acquisition company (SPAC). The charges also extend to Michael Shvartsman, his firm Rocket One Capital LLC, and Gerald Shvartsman. The allegations pertain to trading [...]

The Securities and Exchange Commission (SEC) has taken legal action against former executives of MusclePharm Corp., a nutritional supplement company based in Las Vegas. The SEC filed a settled complaint against Brian H. Casutto, the former Executive Vice President of Sales and Operations, Matthew J. Zucco, the former Vice President of Sales, and Kevin R. [...]

The Securities and Exchange Commission (SEC) made an important announcement today regarding its actions against Legend Venture Partners LLC, an unregistered broker-dealer based in New York City. The SEC has obtained a preliminary injunction, asset freeze, and other emergency measures against the company due to its involvement in a fraudulent scheme related to the sale [...]

A resident of Coral Springs, aged 43, has been indicted in federal court for his alleged involvement in a fraudulent investment scheme worth $100 million, which was operated through his trucking company. The indictment against Sanjay Singh, which was unveiled on Monday, charges him with various violations of federal laws related to wire fraud, conspiracy [...]

Sonn law Has been retained to help Investors by a victim Of this Ponzi scheme. Please Contact us for Free information and a review Of your case. The Securities and Exchange Commission (SEC) has recently taken legal action against Sanjay Singh, a resident of Broward County, Florida, and his company, Royal Bengal Logistics Inc., for [...]

The Securities and Exchange Commission (SEC) has lodged charges against Michael Wayne Williams, a former Georgia-registered investment adviser now based in Miami, Florida. Two of his controlled entities, Highguard Capital, LP, and Guardian Opportunity Management, LP, are also charged for their role in a complex investment fraud scheme. The SEC's lawsuit asserts that between February [...]

The Securities and Exchange Commission (SEC) today announced charges against New York resident, William K. Ichioka, accusing him of defrauding investors of $25 million. Ichioka allegedly made false claims about his investment successes, promised large anticipated returns, but misused the investors' money for gambling and personal luxuries. Ichioka has agreed to settle the charges. The [...]