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Investor Alert: KKR Real Estate Select Trust Limits Redemptions as Liquidity Pressures Mount in Non-Traded REIT Market

By |2026-04-22T13:49:09-04:00April 22nd, 2026|Investor Alerts, Uncategorized|

What Happened KKR Real Estate Select Trust Inc. (KREST) has once again limited investor redemptions after withdrawal requests exceeded the fund’s quarterly liquidity cap—an increasingly common development across non-traded REITs. KKR confirmed that redemption requests surpassed the fund’s 5% quarterly repurchase limit, forcing the company to prorate investor withdrawals rather than provide full liquidity. In [...]

Finfluencer Fraud in 2026: The New Frontier of Investment Scams (and What Investors Can Do)

By |2026-04-21T07:01:19-04:00April 21st, 2026|Investor Protection, Ponzi Schemes/Investment Fraud|

The modern fraudster doesn’t cold-call. He livestreams. In 2026, a growing number of investment schemes are no longer pitched in boardrooms or boiler rooms—they are broadcast through social media, wrapped in aspirational branding, and delivered by so-called “finfluencers.” These individuals cultivate trust through lifestyle content, then leverage that trust to solicit capital for unregulated or [...]

Investor Alert: Tyler Bossetti Sentenced in $23M Ponzi Scheme Tied to Social Media Investment Fraud

By |2026-04-20T18:27:20-04:00April 20th, 2026|Investor Alerts, Ponzi Schemes/Investment Fraud|

Federal authorities have secured a significant enforcement outcome in a high-profile investment fraud case involving social media–driven solicitations. According to the U.S. Attorney’s Office for the Southern District of Ohio, Tyler Bossetti, a Columbus-based real estate promoter, has been sentenced to six years in federal prison for orchestrating a multi-million-dollar Ponzi scheme and related tax [...]

FINRA Action: Aegis Capital Corp. (2026)

By |2026-04-20T12:09:21-04:00April 20th, 2026|Investor Alerts|

Below is the official FINRA Letter of Acceptance, Waiver, and Consent (AWC), which can be reviewed in full:www.finra.org/sites/default/files/fda_documents/2021073044801%20Aegis%20Capital%20Corp.%20CRD%2015007%20AWC%20ks.pdfThe FINRA action outlines a pattern of regulatory and supervisory failures at the firm, including: 90 instances of untimely, incomplete, or missing Regulation M notifications between 2021 and 2025 Failure to maintain a reasonably designed supervisory system to [...]

SEC Charges Riadh Fakhoury in Florida Venture Fund Scheme for Misleading “Low-Risk” Investment Claims

By |2026-04-20T12:10:59-04:00April 19th, 2026|Investor Alerts|

A recent enforcement action by the U.S. Securities and Exchange Commission highlights ongoing risks in private market investments, particularly when advisers promote complex venture strategies as stable, low-risk opportunities. According to the SEC, Florida-based investment adviser Riadh Fakhoury and his affiliated firm allegedly misled investors in connection with multiple venture capital funds. The SEC found [...]

Investor Alert: Recovering GWG Holdings “L Bond” Losses

By |2026-04-17T08:57:33-04:00April 17th, 2026|Investor Alerts|

The collapse of GWG Holdings remains one of the most significant alternative investment failures of the decade. While the initial Chapter 11 filing occurred in 2022, the fallout continues in 2026 as investors navigate complex bankruptcy distributions and pursue independent legal claims against the firms that sold these products (https://restructuring.ra.kroll.com/gwg/). Understanding the Product: Why L [...]

Four Springs Capital & DST Investments: Investor Losses, Liquidity Risks, and Recovery Options

By |2026-04-17T08:27:02-04:00April 17th, 2026|Investor Alerts|

Delaware Statutory Trusts (DSTs) have traditionally been promoted as stable, tax-efficient vehicles for investors completing 1031 exchanges. However, recent developments involving Four Springs Capital and comparable real estate investment programs have renewed concerns regarding liquidity, valuation transparency, and the appropriateness of these products for certain investors. For many investors, particularly retirees, strategies initially presented as [...]

Investor Alert: Vincent Camarda and James McArthur Charged in $138M Private Fund Fraud Scheme

By |2026-04-16T13:24:54-04:00April 16th, 2026|Investor Alerts|

SEC Action Targets A.G. Morgan Financial Advisors and Alleged Misrepresentation of “Conservative” Investments The U.S. Securities and Exchange Commission has charged A.G. Morgan Financial Advisors, LLC and its principals, Vincent J. Camarda and James E. McArthur, in connection with an alleged $138 million private fund fraud scheme affecting more than 400 investors. According to the [...]

Investor Alert: Attorney David Kagel Pleads Guilty in $9.5 Million Crypto Fraud Scheme

By |2026-05-20T10:49:05-04:00April 15th, 2026|Investor Alerts|

Federal prosecutors secured a guilty plea from David Kagel, a disbarred California attorney, for his role in a cryptocurrency investment fraud scheme that defrauded investors of over $9.5 million. The U.S. Department of Justice reports that Kagel admitted to promoting high-yield cryptocurrency investments, falsely claiming funds would be traded using advanced strategies such as automated [...]

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