Sonn Law Group is investigating potential claims against BlockFi after news that BlockFi has frozen customer withdrawals. Get a Free Consultation Online Or, call us anytime at 844-689-5754 “It’s an old-fashioned run on the bank in my opinion. But BlockFi’s decision to freeze customer withdrawals has apparently increased customer distrust of crypto exchanges, not [...]
INVESTORS: Trust Investment Services broker William Patrick Gamble was named in a customer dispute alleging unauthorized trading. William Patrick Gamble (CRD: 1524488) is registered as a broker and investment adviser with Trust Investment Services, where he’s been employed since 2021. Gamble was previously registered as a broker with BB&T Securities from 2016 until 2021. Gamble [...]
Sonn Law Group is investigating potential claims against FTX and others for the loss of customer funds at FTX.com. Get a Free Consultation Online Or, call us anytime at 844-689-5754 According to news reports, FTX tapped into customer accounts to fund risky bets, setting up its downfall. “The allegations that FTX lent billions of [...]
INVESTORS: NI Advisors broker Suihock Goy was named in multiple customer disputes following allegations of selling unsuitable investments in GWG-L bonds. Suihock Goy (CRD: 2821380) is registered as a broker and investment adviser with NI Advisors, where he’s been employed since 2005. Goy was previously registered as a broker with White Pacific Securities from 2003 [...]
INVESTORS: Former UBS Financial Services broker John Anthony Sommo was barred after he failed to respond to FINRA requests for information. John Anthony Sommo (CRD: 3141638) was registered as a broker with UBS Financial Services from 2009 until 2020. Sommo was previously registered as a broker with Wells Fargo from 2003 until 2009. Sommo has [...]
INVESTORS: Former Network 1 Financial Securities broker Charles Vincent Malico was barred by FINRA following allegations he excessively traded in customer accounts. Charles Vincent Malico (CRD: 1507282) was registered as a broker with Network 1 Financial Securities from 2016 until 2022. Malico was previously registered as a broker with MidAmerica Financial Securities from 2014 until [...]
INVESTORS: Arete Wealth Management broker Morgan Darby Hill was named in multiple customer disputes following allegations of selling unsuitable investments. Morgan Darby Hill (CRD: 6283466) is registered as a broker with Arete Wealth Management, where he’s been employed since 2022. Hill was previously registered as a broker with Center Street Advisors from 2014 until 2022. [...]
INVESTORS: Former Spartan Capital Securities broker Terry Tzagarakis was barred by FINRA following allegations he excessively traded in customer accounts. Terry Tzagarakis (CRD: 2796055) was registered as a broker with Spartan Capital Securities from 2013 until 2020. Tzagarakis was previously registered as a broker with John Thomas Financial from 2010 until 2013. We previously reported [...]
INVESTORS: Former LPL Financial broker Dennis David Karjala was barred by FINRA following allegations he provided a guarantee against loss to a customer. Dennis David Karjala (CRD: 5918770) was registered as a broker with LPL Financial from 2019 until 2021. Karjala was previously registered as a broker with Wells Fargo from 2015 until 2019. Karjala [...]
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