Investment Loss Recovery Attorneys

Investment Loss Recovery Attorneys

Nationwide representation for investors harmed by broker misconduct, securities fraud, unsuitable investments, Ponzi schemes, and other financial misconduct.

Securities Fraud Lawyers | Investment Loss Recovery | Sonn Law Group2026-06-12T11:28:10-04:00

DECEIVED BY A FINANCIAL ADVISOR?

Take back control. Your recovery starts here.

PROTECTING INVESTOR RIGHTS NATIONWIDE

Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.

INVESTMENT LOSS RECOVERY

Strategic representation for investors seeking recovery from financial misconduct.

Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.

SECURITIES CLASS ACTIONS

Collective legal action designed for meaningful financial recovery.

When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.

WHISTLEBLOWER REPRESENTATION

Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.

Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.

Kenneth David Blumberg, Broker with Stifel Nicolaus & Company, Named in Customer Dispute Alleging Recommendations of Unsuitable Investments

By |July 12th, 2022|Categories: Broker / Advisor Investigations|Tags: |

INVESTORS: Stifel, Nicolaus & Company broker Kenneth David Blumberg was [...]

Thomas James Baumann, Formerly of Spartan Capital Securities, Under Investigation by FINRA Following Allegations of Churning

By |July 11th, 2022|Categories: Broker / Advisor Investigations|Tags: |

INVESTORS: Former Spartan Capital broker Thomas James Baumann is under [...]

SEC Charges Western International Securities and Several Registered Representatives with Violating Regulation Best Interest Standards

By |July 10th, 2022|Categories: Investment Loss Investigations|Tags: , |

INVESTORS: The SEC charged Western International Securities and several of [...]

Craig Lee Carson, Broker with Intervest International Equities Corporation, Ordered by SEC to Cease and Desist Following Allegations of Breaching Fiduciary Duty

By |July 10th, 2022|Categories: Broker / Advisor Investigations|Tags: |

INVESTORS: Intervest International Equities Corporation broker Craig Lee Carson was [...]

Ann Louise Werts, Broker with Madison Avenue Securities, Named in Customer Disputes Alleging Unsuitable Investment Recommendations

By |July 9th, 2022|Categories: Broker / Advisor Investigations|Tags: |

INVESTORS: Madison Avenue Securities broker Ann Louise Werts was named [...]

SEC Names Terry Nikopoulos and Other Defendants in Action Alleging Operation of $3 Million Ponzi Scheme

By |July 8th, 2022|Categories: Investment Loss Investigations|Tags: , |

INVESTORS: The SEC named multiple defendants in complaint alleging operation [...]

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