Alan Appelbaum

Alan Appelbaum, Broker for Aegis Capital, Involved in Multiple Customer Disputes Alleging Unsuitability

Jeffrey Sonn
Nov 04, 2019
Posted in Broker / Advisor Investigations

Alan Appelbaum was named in a dispute seeking $1.8 million in damages for alleged unsuitable investment recommendations. The Sonn Law Group is investigating allegations that[...]

Former J. Sims & Co Broker Alan Appelbaum Allegedly Recommended Unsuitable Structured Products

Jeffrey Sonn
May 17, 2019
Posted in Investment Loss Investigations

Alan Appelbaum (CRD#: 500336) is a registered securities broker. Since 2015, Mr. Appelbaum has been associated with Aegis Capital Corp. at a branch office in[...]