Edward L. Turley has been barred from the financial services industry after failing to provide on-the-record testimony requested by FINRA. Turley still faces over $70M[...]
JP Morgan
In December of 2021 our firm helped secure a $4M award for Lacey Winston Keath who was a victim of unauthorized trading of unsuitable securities[...]
Sonn Law Group has helped secure a $4M award for our client – Lacey Winston Keath – who was a victim of unauthorized trading of[...]
The client is seeking $130,000 in damages for the misrepresentation of alternative investments. John Gilbert Simpson (CRD: 5157555) was registered as a broker with JP[...]
Schottenstein is also accused of refusing to cooperate with FINRA’s investigation into his misconduct. Evan Schottenstein (CRD:4929175) was previously registered as a broker with J.P.[...]
Baptiste was being investigated based on alleged participation in unapproved outside business activity. Nedjeen Baptiste (CRD#: 6308317) was registered as a broker with JP Morgan[...]
The client sought over $69M in damages based on the misconduct. Evan Schottenstein (CRD#: 4929175) was registered as a broker with JP Morgan from 2014[...]
The customer accused Schottenstein of fraud, abuse of fiduciary duty, and misrepresentation. Avi Elliot Schottenstein (CRD#: 5708665) was registered as a broker with JP Morgan[...]
FINRA began its investigation of Pooladi after allegations of converting client funds. The Sonn Law Group is investigating allegations that Forouzan Pooladi converted client funds.[...]
FINRA alleged that Austin converted funds of three customers by making unauthorized cash withdrawals. The Sonn Law Group is investigating allegations that David Austin converted[...]