Moloney Securities » News for Investors

Candice Montie, Broker with Moloney Securities, Suspended by FINRA Following Allegations She Participated in Private Securities Transactions Without Approval

Jeffrey Sonn
Apr 12, 2021
Posted in Broker / Advisor Investigations

Montie is suspended from the securities industry for a period of three months. Candice Montie (CRD#: 4726799) is registered as a broker with Moloney Securities,[...]

Gretchen Marie Schorr, Formerly of Moloney Securities, Facing Customer Dispute Alleging Solicitation of Unsuitable Recommendations

Jeffrey Sonn
Jan 11, 2021
Posted in Broker / Advisor Investigations

The client is seeking over $200k in damages for Schorr’s alleged misconduct. The Sonn Law Group is investigating allegations that Gretchen Schorr recommended unsuitable investments.[...]

Financial Planner Robert Kahn Loses Certification Following Allegations of Excessive Trading

Jeffrey Sonn
May 08, 2019
Posted in Investment Loss Investigations

Robert A. Kahn was a financial planner certified by the Certified Financial Planner Board of Standards (CFP Board). Mr. Kahn worked for Moloney Securities in[...]