Melen is also accused of accepting loans from clients without approval from Morgan Stanley. Steven Melen (CRD: 2357251) is registered as a broker and investment[...]
Morgan Stanley
Cohen has two pending customer disputes filed against him. Darryl Cohen (CRD#: 2786613) is currently registered as a broker and investment adviser with Morgan Stanley,[...]
Levine was also barred by the SEC from associating with any broker-dealer or investment adviser in Colorado. Daniel Levine (CRD#: 2874319) was registered as a[...]
Pal has multiple pending customer complaints alleging a variety of misconduct. Sumitro Pal (CRD#: 4763364) was registered as a broker with Morgan Stanley from 2004[...]
The 2020 customer disputes allege the misconduct between July of 2014 and December of 2016. The Sonn Law Group is investigating allegations that Morgan Stanley[...]
Gunnip’s former employer, Morgan Stanley, was fined $950K for failing to supervise Gunnip. The Sonn Law Group is investigating allegations that Steven Gunnip engaged in[...]
Reid is accused of participating in private securities transactions in a third-party’s account held away from his member firm. The Sonn Law Group is investigating[...]
David currently has two pending disputes against him seeking a total of nearly $1M. The Sonn Law Group is investigating allegations that Robert David committed[...]
The customer alleged that Pechenik recommended unsuitable investments. The Sonn Law Group is investigating allegations that Barry Pechenik recommended unsuitable investments. If you or a[...]
Jackson has been accused on multiple occasions of recommending unsuitable investments. The Sonn Law Group is investigating allegations that Ralph Jackson made unsuitable investment recommendations.[...]