GPB Capital is embroiled in legal turmoil amid allegations of operating a Ponzi scheme. Abhishek Sheth (CRD: 4656005) is registered as a broker and investment[...]
National Securities Corporation
FINRA requested information and documents relating in connection with its investigation into a registered representative who Alhadeff supervised. Joseph Alhadeff (CRD#: 2938087) was registered as[...]
Stein has two pending customer disputes seeking $850k in damages, collectively. The Sonn Law Group is investigating allegations that Shaun Stein recommended unsuitable investments. If[...]
Akhtar currently has two pending disputes against him seeking a combined total of over $200k. The Sonn Law Group is investigating allegations that Viqas Akhtar[...]
The customers are seeking more than $200k in damages for Dziubela’s alleged misconduct. The Sonn Law Group is investigating allegations that Kevin Dziubela made unsuitable[...]
Ortiz is accused of recommending unsuitable private placements. The Sonn Law Group is investigating allegations that Christopher Ortiz recommended unsuitable private placements. If you or[...]
The combined damages being sought in the two disputes is over $349K. The Sonn Law Group is investigating allegations that Frank Avallone made unsuitable investment[...]
Hawke has been the subject of eight customer disputes, two employment terminations, and one suspension over his career. The Sonn Law Group is investigating allegations[...]
The New Jersey Bureau of Securities discovered that the broker had defrauded an elderly couple after befriending them Did You Experience Losses Investing with Michael Siegel?[...]
Barred from FINRA for allegations of theft, misrepresentation, unsuitability, fraud, churning, and unauthorized trades If you’ve lost money investing with Michael Alan Siegel or National[...]