According to the Finanical Regulatory Authority (FINRA) John Aloysius Dougherty entered the securities industry in December 1997. In January 2021, Dougherty became associated with LPL[...]
ponzi scheme
Do you fear you may be the victim of a Ponzi Scheme? If so you should seek advice from a qualified Ponzi scheme attorney. If[...]
INVESTORS: Former board member and top sales agent for MJ Capital Funding, LLC, Pavel Ruiz, was charged by the SEC for his role in an[...]
INVESTORS: Former Windsor Street Capital broker Michael Alejandro Castillero was named in a lawsuit filed by the SEC alleging that he, as well as other[...]
INVESTORS: The SEC named multiple defendants in complaint alleging operation of $3M Ponzi scheme. On July 1, 2022, the SEC charged Terry Nikopoulos of Aurora,[...]
INVESTORS: The SEC filed charges against multiple individuals for promoting investments in a $450M Ponzi scheme. On June 29, 2022, the Securities and Exchange Commission[...]
INVESTORS: Former H.D. Vest Investment Services broker Penny Gail Flippen was named in a complaint filed by the SEC alleging operation of a massive Ponzi[...]
INVESTORS: Former Edward Jones broker Britt Franklin Wright was named in a complaint filed by the SEC alleging operation of a massive Ponzi scheme. Britt[...]
INVESTOR NOTICE: If you are a former client of Morgan Stanely’s Shawn Good you may have options for financial recovery. Contact Sonn Law Group today[...]
UPDATE: Former Client of Shawn E. Good Files a Lawsuit Against Morgan Stanley for Lack of Supervision Sonn Law Group is Investigating Morgan Stanley Broker[...]