Did You Invest in RBC Fixed to Floating Rate Notes due August 28, 2034 Redeemable Leveraged CMS Linked Steepener Notes (CUSIP: 78010UWK9)? According to RBC’s[...]
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This article was originally published by BankInvestmentConsultant.com A former RBC broker was barred from the industry last week for refusing to cooperate with a FINRA[...]
Sonn Law Group is currently investigating claims related to broker Samuel Kluft Koltun (CRD#1739664). Koltun is currently employed with RBC Capital Markets, LLC (“RBC”) in[...]
Sonn Law Group is continuing their investigation into claims related to former broker Lisa Lowi (CRD#1347790). Lowi was most recently associated with Janney Montgomery Scott[...]
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RBC Capital Markets, a Canadian investment bank, has agreed to pay $450,000 for failing to review accounts held by James Hankins, Jr. Hankins used the[...]