Harman allegedly directed customers to sign blank or incomplete minimum distribution request forms. The Sonn Law Group is investigating allegations that John Harman violated FINRA[...]
Royal Alliance
Kimberly Kitts Was Sentenced to 87 Months in Prison After Defrauding Investors Out of Millions of Dollars If you’ve lost money investing with Kimberly Kitts or[...]
Kimberly Pine Kitts (CRD#: 2768200) is formerly registered broker and investment advisor. According to the records on BrokerCheck, she was barred from the industry by[...]
This article was originally published by Financial-Planning.com A former advisor pleaded guilty to a fraud scheme that cost clients $6 million but bought him a[...]
Sonn Law Group is investigating claims related to Frank John Capuano (CRD #844182, West Springfield, Massachusetts). Capuano was associated with Royal Alliance Associates, Inc., from[...]