Steven Rodemer » News for Investors

Steven Rodemer, Formerly of Stifel, Nicolaus & Company, Fined by SEC Following Allegations of Scamming an Elderly Client

Jeffrey Sonn
Sep 11, 2020
Posted in Broker / Advisor Investigations

Rodemer agreed to pay a $385K fine for using a client’s account for his personal expenses. The Sonn Law Group is investigating allegations that Steven[...]