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WILLIAM CALEB BENNETT TERMINATED FROM PARK AVENUE SECURITIES LLC

Jeff Sonn
Jun 06, 2024
Posted in Uncategorized

The Financial Regulatory Authority (“FINRA”) has reported on its BrokerCheck website that WILLIAM CALEB BENNETT was terminated from employment at PARK AVENUE SECURITIES LLC.The FINRA[...]

Customer Wins $436,110 against Charles Schwab and Pinnacle Associates Ltd. in Options Dispute.

Jeffrey Sonn
May 10, 2021
Posted in Broker / Advisor Investigations

Allegations of laddered Call Options Strategy on Apple Stock A dispute was first reported in December 2020 as: Allegations: The customer alleged an unsuitable laddered call[...]