Nekuza is accused of charging personal expenses to his firm credit card. The Sonn Law Group is investigating allegations that Matthew Nekuza committed misconduct. If[...]
TD Ameritrade
UBS Financial and TD Ameritrade brokers who recommended UBS ETRACS exchange-traded notes named in lawsuits. The Sonn Law Group is investigating allegations that brokers unsuitably[...]
At Sonn Law Group, our securities fraud lawyers are currently investigating claims that Sheaff Brock Investment Advisors, LLC (CRD# 118739 / SEC# 801-60978) implemented unsuitable[...]
It has been reported that a former TD Ameritrade broker named Ralph Wood, Jr., acted as an unregistered advisor to numerous customer accounts in the[...]
Fox News and others recently reported that UBS planned a mass mailing to brokerage clients alerting them that they would be reclassified as “aggressive” investors[...]