INVESTORS: German Nino is accused of stealing 5.8M from an investment client over a 6 year period. The SEC’s complaint alleges that Nino used a[...]
Theft
Last Updated: October 28, 2021 INVESTORS: The U.S. Attorney’s Office for New Jersey claims that advisor Kenneth Welsh stole $2.86M from his investment clients and[...]
Last Updated: December 3, 2021 INVESTORS: FINRA has barred Jeffrey Dampf from the securities industry after he refused to provide testimony and documents in connection[...]
Raymond Ferro of Danbury Connecticut allegedly wrongfully transferred $330,000 from a client’s bank account to his own bank account. Sonn Law Group represents a customer[...]
Dain Stokes was terminated in August 2019 for allegedly selling unregistered promissory notes to clients that purported to invest in an African charity. The Sonn Law[...]
Frederick Stow was terminated from his position in May 2019 following accusations that he misappropriated funds from customer accounts. The Sonn Law Group is investigating[...]
The SEC alleges that unlawful gains in the amount of over $21 million occurred due to the firm’s misconduct. The Sonn Law Group is investigating[...]
Cambridge Capital Group Advisors, LLC, its president Phillip Howard, and former registered investment adviser Don Reinhard have been charged with defrauding investors in two proprietary[...]
Barred for refusing to furnish documents and information around his alleged theft Did you lose money investing with Michael Barry Carter? Under FINRA Rules, brokerage firms[...]
Elias “Herbert” Hafen Defrauded his clients out of hundreds of thousands of dollars Sonn Law is investigating Former Morgan Stanley Broker Elias Hafen. We represent investors[...]