Has a civil complaint and a customer dispute for arbitration Sonn Law is investigating Wedbush Securities Broker Scott Andersen. We represent investors in the United[...]
Theft
The SEC Alleges that Former Merrill Lynch Marcus Boggs Misappropriated Investor Funds Our investment fraud attorneys are currently reviewing claims involving former Merrill Lynch securities representative[...]
The 72-year-old former broker was also ordered to pay over $7 million in restitution If you’ve lost money investing with Dennis Gibb or Sweetwater Investments,[...]
The New Jersey Bureau of Securities discovered that the broker had defrauded an elderly couple after befriending them Did You Experience Losses Investing with Michael Siegel?[...]
Barred from FINRA for allegations of theft, misrepresentation, unsuitability, fraud, churning, and unauthorized trades If you’ve lost money investing with Michael Alan Siegel or National[...]
Kimberly Kitts Was Sentenced to 87 Months in Prison After Defrauding Investors Out of Millions of Dollars If you’ve lost money investing with Kimberly Kitts or[...]
A FINRA disciplinary proceeding, signed on the 15th of February, has affirmed broker Michael Royce Minghenelli (CRD # 6067409) converted funds from his member firm.[...]
NOVEMBER 9, 2018 – FIRED BROKER CHRISTOPHER LEE HIBBARD FACING FEDERAL FRAUD CHARGES The Louisville Courier Journal reports that ex-Merrill Lynch broker Chris Hibbard[...]