Attention Voya Employees in the Voya 401(K) Plan: A group of former Voya Financial Inc. employees sued the company this week, claiming the firm should[...]
Voya Financial Advisors
The pending customer complaints are seeking over $10M in damages, collectively. David Wall (CRD#: 1651874) was registered as a broker with Voya Financial from 2013[...]
James allegedly formed and incorporated a company and failed to report such information to his member firm. The Sonn Law Group is investigating allegations that[...]
Disambiguation Notice: This post contains information related to James Travis Flynn (Jim Flynn – CRD#: 3082615) of Greenville South Carolina. He is not to be[...]
Woodard is currently the subject of six customer complaints. The Sonn Law Group is investigating allegations that Kurt Jackson committed misconduct. If you or a[...]
What Investors Need to Know About Regulatory Actions and Customer Complaints Involving Voya Financial Advisors Voya Financial Advisors (CRD#: 2882/SEC#: 801-46585,8-13987) is a brokerage firm[...]
Robert Witt (CRD#: 2926506) is a former broker and investment advisor (RIA). Most recently, Mr. Witt was employed as a securities representative at Voya Financial[...]
Earlier this year, broker Suresh Basnet served a 45-day suspension for his role in alleged unapproved private securities transactions. The suspension was one of two[...]