Rando was being investigated by FINRA based on her termination from Wells Fargo in October 2020. Valerie Ceballos (CRD#: 6904661) was registered as a broker[...]
Wells Fargo Advisors
Weith is accused of recommending an unsuitable financial plan to a customer. The Sonn Law Group is investigating allegations that Herbert Weith IV recommended unsuitable[...]
Kafkes was previously named in a customer dispute alleging unsuitable recommendations and agreed to a settlement. The Sonn Law Group is investigating allegations that Angelo[...]
The clients allege that Esses fraudulently transferred over $2M from his client’s accounts. The Sonn Law Group is investigating allegations that Tony Esses committed fraud.[...]
The class action was filed by a former financial advisor alleging Wells Fargo cheated him out of deferred compensation. The Sonn Law Group is investigating[...]
FINRA initiated an investigation into Ianace based on allegations of failing to disclose outside business activities. The Sonn Law Group is investigating allegations that Peter[...]
Pimental was also accused of unauthorized trading and churning. The Sonn Law Group is investigating allegations that Daniel Pimental committed misconduct. If you or a[...]
Kinsman’s testimony was requested by FINRA in connection with its investigation into the events leading to Kinsman’s termination from Wells Fargo. The Sonn Law Group[...]
FINRA requested information and documents from Benson in connection with an investigation into a customer complaint. The Sonn Law Group is investigating allegations that Bryan[...]
Hafen allegedly defrauded clients out of more than $1.6 million. The Sonn Law Group is investigating allegations that Elias Hafen committed fraud. If you or[...]