Gordon Cloutier Jr. (CRD#: 2817022) is a previously registered securities broker. Most recently, Mr. Cloutier Jr. was employed at Wells Fargo Advisors, LLC, based at[...]
Wells Fargo Advisors
Stockbrokers and financial advisors have a fiduciary duty to only reccomend investments that serve the best financial interests of their customers. The Sonn Law Group[...]
According to the Bergen County Prosecutor’s Office, former FINRA-registered advisor Jeffrey Palish (CRD# 1464054) was arrested in Paramus, New Jersey for allegedly stealing close to[...]
Wells Fargo Advisor Jose Antonio Vidal faces customer allegations of making unsuitable investments in leveraged exchange traded funds (ETFs) The Sonn Law Group has filed[...]
This article was originally published by FINRA.org Ruling Reminds Firms of Sales Practice Obligations for Volatility-Linked Products The Financial Industry Regulatory Authority (FINRA) announced today[...]
The Sonn Law Group is investigating allegations involving broker Charles Cumber (Broker CRD Number: 2514669). Mr. Cumber was fired by Wells Fargo in February after[...]
The Sonn Law Group is investigating claims involving former Wells Fargo broker associate Kerbye Arthur (Broker CRD Number: 6440268). Kerbye Arthur was barred from financial[...]
The Sonn Law Group is investigating misconduct claims involving former Wells Fargo bank advisor James Schaedler (Broker CRD Number: 4264512). Mr. Schaedler was barred from[...]
Sonn Law Group is investigating claims regarding Robert John Versaggi (CRD #1520072, Boca Raton, Florida). Versaggi recently submitted an AWC in which he was assessed[...]
Sonn Law Group is investigating claims regarding Nicholas Hansen Harper (CRD #2767911, Topeka, Kansas). Harper recently submitted an Acceptance, Waiver & Consent (“AWC”) in which[...]