INVESTORS: The SEC charged Western International Securities and several of its registered representatives with allegedly violating Regulation Best Interest standards when they sold $13.3M of[...]
Western International Securities
FINRA alleged that Trujillo acted unreasonably in the face of information indicating violative trading practices. Efrain Trujillo (CRD#: 3106482) is registered as a broker and[...]
Patatian is accused of recommending unsuitable non-traded REITs to customers. Megurditch Mike Patatian (CRD#: 4047060) was most recently registered as a broker with Supreme Alliance[...]
Western International Securities Complaints Overview Western International Securities (CRD#: 39262) is a registered brokerage firm that was formed in Colorado and is now headquartered in[...]
Mehringer was barred by FINRA in 2019 following allegations of possible unsuitable trading. The Sonn Law Group is investigating allegations that Dennis Mehringer committed misconduct.[...]
Chichester was alleged to have breached fiduciary duty, made unsuitable recommendations, and made material misrepresentations and omissions. The Sonn Law Group is investigating allegations that[...]
Mascho allegedly assisted Dawn Bennett in Ponzi-like scheme, raising over $20 million. The Sonn Law Group is investigating allegations that Bradley Mascho assisted in Ponzi[...]
The former host of a financial services radio show, Dawn Bennett (CRD#: 1567051) was a registered representative of Western International Securities, Inc. (CRD#: 39262) from[...]
Paul Soll (CRD#: 430284) is a former FINRA broker. From 2017 to 2018, Mr. Soll was employed at Western International Securities in Los Angeles, California.[...]
The Sonn Law Group is investigating claims related to California-based broker Dennis A. Mehringer, Jr. (FINRA CRD#: 722569) and employed by of Western International Securities.[...]