Browse Investment Loss News Related to Brokers, Advisors, and Firms
Our primary blog addresses a wide spectrum of investor-related issues; this section focuses specifically on investment losses tied to brokers, advisors, and financial firms.
Brent Charles Bunger, Broker with Lion Street Financial, Named in Pending Customer Dispute Seeking $850K
The claimant alleges that Bunger recommended unsuitable investments and engaged [...]
Grant Christopher Birkley, Formerly of Sagepoint Financial, Barred by FINRA Following Refusal to Produce Documents and Information
FINRA was investigating Birkley’s admission that he made referrals to [...]
Abhishek Sheth, Broker with National Securities Corporation, Accused of Recommending GPB Capital Investments
GPB Capital is embroiled in legal turmoil amid allegations of [...]
William Ard, Broker with Morgan Stanley, Named in Customer Dispute Seeking $6.5M in Damages
The claimant alleges that Ard made unsuitable investment recommendations. William [...]
Leif David Olson, Broker with Wells Fargo, Named in Customer Dispute Seeking $400k in Damages
The claimant alleges that Olson made unsuitable investment recommendations. Leif [...]
John Wade Loofbourrow, Formerly of Demopolis Capital, Facing Customer Dispute Alleging Investments in Ponzi Scheme
The claimant is seeking $800,000 in damages for Loofbourrow’s misconduct. [...]
James Frederic Bowdish, Broker with Edward Jones, Named in customer Dispute Alleging Failure to Pay Life Insurance Premiums
The plaintiffs are seeking over $600k in damages. James Frederic [...]
Rudolf Molnar, Broker with Ameriprise Financial, Named in Customer Dispute Alleging Unsuitable Recommendations
The claimants are seeking over $150k in damages for Molnar’s [...]
Mark Barrand, Broker with Ameriprise Financial Services, Facing Customer Disputes Alleging Unsuitable Recommendations
Barrand has three pending customer disputes seeking $300k in damages, [...]
