Greg McKinney failed to comply with FINRA’s requests for information and documents relevant to its investigation into his activities.
The Sonn Law Group is investigating allegations that Greg McKinney committed misconduct. Under FINRA Rules, brokerage firms are liable for their brokers’ misconduct or negligence and investors may be able to their investment through FINRA arbitration. Contact Sonn Law Group today or call us at 866–827–3202 for a free consultation.
Greg McKinney (CRD#: 2100850) is being investigated by FINRA due to a complaint filed against him alleging misconduct while he was associated with Cetera Advisors. Following their investigation, FINRA recommended that McKinney be disciplined for failure to provide information and documents and failure to appear for on-the-record testimony.
McKinney has two judgment/lien disclosures from 2017 and 2018 on his BrokerCheck report, one for $22,695 and one for $622,351.
McKinney was registered with Cetera Advisors from 2012 until 2019. Prior to that, he was employed by Securian Financial Services from 1991 until 2012.
Jeffrey R. Sonn is an experienced investor losses attorney. If you suffered losses because a financial professional committed acts in violation of FINRA Rules, Mr. Sonn will protect your rights and interests. Please do not hesitate to contact the Sonn Law Group today for a free review of your claim.