Dain Stokes was terminated in August 2019 for allegedly selling unregistered promissory notes to clients that purported to invest in an African charity. The Sonn Law[...]
Broker / Advisor Investigations
David Kaplan is facing charges for his participation in an alleged Ponzi scheme. The Sonn Law Group is investigating allegations that David Kaplan committed misconduct.[...]
Robert Walberg is facing allegations that he ran a Ponzi scheme The Sonn Law Group is investigating allegations that Robert Walberg committed misconduct. If you[...]
Foronda is facing an investigation after a preliminary determination that he violated FINRA Rules. The Sonn Law Group is investigating allegations that Albert Foronda committed[...]
Sievert is currently facing two customer complaints alleging the sale of unsuitable private placement interests. The Sonn Law Group is investigating allegations that Michael Sievert[...]
Case is currently facing two customer disputes alleging concerns over alternative investments. The Sonn Law Group is investigating allegations that Steven Case committed misconduct. If[...]
Henderson was also charged with failure to disclose tax liens. The Sonn Law Group is investigating allegations that Robert Henderson committed misconduct. If you or[...]
A federal lawsuit claims GPB Capital Holdings has been paying investors dividends out of their own invested funds. The Sonn Law Group is investigating allegations[...]
Coyne was being investigated by FINRA following allegations of misconduct. The Sonn Law Group is investigating allegations that Gerald Coyne committed misconduct. If you or[...]
Rusty Tweed was barred by FINRA and fined $50,000 after reports of misrepresentation. The Sonn Law Group is investigating allegations that Rusty Tweed committed misconduct.[...]