Booth allegedly defrauded customers over a period of many years through misrepresentations and lies. The Sonn Law Group is investigating allegations that James Booth committed[...]
Broker / Advisor Investigations
D’Meo was facing a FINRA investigation into his personal financial disclosures. The Sonn Law Group is investigating allegations that James D’Meo committed misconduct. If you[...]
Borsellino was also fined $5,000 and ordered to return lost funds to former customers. The Sonn Law Group is investigating allegations that John Borsellino committed[...]
Rosenberg alleges GPB Capital Holdings violated dealership franchise agreements by firing him. The Sonn Law Group is investigating allegations that brokers have recommended investments in[...]
Waller allegedly shared customers’ material non-block order information with one of his most significant customers on the same side of the market. The Sonn Law[...]
Burroughs is facing a maximum of 20 years in prison after his guilty plea. The Sonn Law Group is investigating allegations that Lester Burroughs committed[...]
Eugene Gordon allegedly allowed a client to direct trades in her husband’s account. The Sonn Law Group is investigating allegations that Eugene Gordon committed misconduct.[...]
Peter Monson is facing an investigation by FINRA concerning allegations of churning. The Sonn Law Group is investigating allegations that Peter Monson committed misconduct. If[...]
Woodard is currently the subject of six customer complaints. The Sonn Law Group is investigating allegations that Kurt Jackson committed misconduct. If you or a[...]
Jackson has been the subject of two customer complaints over the course of his career. The Sonn Law Group is investigating allegations that Kurt Jackson[...]